Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Scott Ponder | 1898706 | 2 | 01/05/2004 | Customer Dispute | Settled | $845,000.00 | $0.00 | See FINRA Report |
| Natalie Lynn Quirarte | 2314765 | 1 | 05/22/1999 | Customer Dispute | Settled | $64,980.40 | $0.00 | See FINRA Report |
| Randall Scott Ponder | 1898706 | 2 | 02/22/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |