Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John MacEk | 2907725 | 1 | 12/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 06/28/2012 | Customer Dispute | Settled | $25,958.00 | $0.00 | See FINRA Report |
| Christopher Bartolomeo Giordano | 2113945 | 2 | 06/22/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 05/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 03/17/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 03/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Horseman | 851636 | 4 | 04/25/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Michael Horseman | 851636 | 4 | 03/11/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |