Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Edward Parker | 2747104 | 1 | 06/29/2009 | Customer Dispute | Settled | $652,248.00 | $0.00 | See FINRA Report |
| Brett Derek Anderson | 2246562 | 1 | 10/21/2002 | Customer Dispute | Settled | $13,041.00 | $0.00 | See FINRA Report |
| Richard Claude Donnelly | 728521 | 2 | 02/01/1983 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |