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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 61-68 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Igor A Zey1086097708/26/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Igor A Zey1086097708/24/1992Customer DisputeSettled$100,000.00$0.00See FINRA Report
John Constantine Rousos735517103/01/1991RegulatoryFinal$0.00$0.00See FINRA Report
Paul Bonnell Stevenson718325109/25/1990CivilFinal$0.00$0.00See FINRA Report
Farid Mokhtarian2788067306/11/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
J Eric MacKenbach2723834102/08/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Shawn Michael Bragdon1837011107/09/1983CriminalFinal Disposition$0.00$0.00See FINRA Report
Salvatore Joseph Albanese2853475105/27/1983CriminalFinal Disposition$0.00$0.00See FINRA Report

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