Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Farid Mokhtarian | 2788067 | 3 | 06/26/2003 | Customer Dispute | Denied | $65,500.00 | $0.00 | See FINRA Report |
| Edgar Alfred Morales | 1078765 | 2 | 12/20/2002 | Customer Dispute | Settled | $20,764.70 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 03/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Franklin Karr | 2275327 | 1 | 01/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 11/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 09/17/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Daniel James Thompson | 2788260 | 1 | 11/07/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salim Admon | 4952345 | 1 | 06/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/18/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |