Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Daniel Gothers | 2853671 | 1 | 10/25/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 09/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph McFarland | 2151812 | 2 | 04/10/2007 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| William Monroe Biles | 1895889 | 1 | 03/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Everette Oliver | 1614374 | 1 | 01/08/2007 | Customer Dispute | Denied | $5,960.74 | $0.00 | See FINRA Report |
| Clifford Scott Goodwin | 2656582 | 1 | 10/24/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Andreyevich Nikolenko | 3173647 | 2 | 05/15/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell Keith Smith | 2633032 | 1 | 08/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 08/05/2005 | Customer Dispute | Settled | $19,238.90 | $0.00 | See FINRA Report |
| Giacomo Salvatore Palazzolo | 2743807 | 1 | 12/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |