Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Angel Castaneda | 5917524 | 1 | 08/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Zirbes | 1125278 | 3 | 06/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnathon August Smith | 6547412 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Bryan Setzler | 1945515 | 2 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin George Colvin | 1363448 | 1 | 01/22/2015 | Customer Dispute | Settled | $20,570.70 | $0.00 | See FINRA Report |
| Phillip John Bucaro | 2171289 | 2 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rhoneil Acierto Santo Tomas | 2010710 | 1 | 01/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |