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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Igor A Zey1086097711/04/1998Customer DisputeSettled$0.00$0.00See FINRA Report
Igor A Zey1086097709/17/1998Customer DisputeSettled$30,000.00$0.00See FINRA Report
Daniel James Thompson2788260111/07/1997Customer DisputeSettled$0.00$0.00See FINRA Report
James Allen Jacobs256420703/18/1997Customer DisputeSettled$80,000.00$0.00See FINRA Report
Igor A Zey1086097708/26/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Igor A Zey1086097708/24/1992Customer DisputeSettled$100,000.00$0.00See FINRA Report

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