Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Franklin Karr | 2275327 | 1 | 01/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Constantine Rousos | 735517 | 1 | 03/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Bonnell Stevenson | 718325 | 1 | 09/25/1990 | Civil | Final | $0.00 | $0.00 | See FINRA Report |