Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifford Scott Goodwin | 2656582 | 1 | 10/24/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Andreyevich Nikolenko | 3173647 | 2 | 05/15/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell Keith Smith | 2633032 | 1 | 08/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 08/05/2005 | Customer Dispute | Settled | $19,238.90 | $0.00 | See FINRA Report |
| Giacomo Salvatore Palazzolo | 2743807 | 1 | 12/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 06/26/2003 | Customer Dispute | Denied | $65,500.00 | $0.00 | See FINRA Report |
| Edgar Alfred Morales | 1078765 | 2 | 12/20/2002 | Customer Dispute | Settled | $20,764.70 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 03/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 11/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |