Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Grant Patton | 4601054 | 1 | 10/24/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 10/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/04/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/08/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| John Bryan Setzler | 1945515 | 2 | 02/23/2009 | Customer Dispute | Denied | $12,002.50 | $0.00 | See FINRA Report |
| James Daniel Gothers | 2853671 | 1 | 10/25/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 04/10/2007 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| William Monroe Biles | 1895889 | 1 | 03/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Everette Oliver | 1614374 | 1 | 01/08/2007 | Customer Dispute | Denied | $5,960.74 | $0.00 | See FINRA Report |