Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey John Casey | 3040426 | 1 | 06/01/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Faye Michael Sykes | 5014910 | 1 | 02/15/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 11/21/2002 | Customer Dispute | Settled | $52,123.70 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 09/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 01/21/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |