Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Shaun Whittemore | 2892063 | 1 | 10/10/2001 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Scott D Sprandel | 2291857 | 2 | 03/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Koty | 2742418 | 2 | 05/25/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Koty | 2742418 | 2 | 05/24/1999 | Customer Dispute | Settled | $5,900.00 | $0.00 | See FINRA Report |
| Lawrence David Zerg | 1573095 | 3 | 03/24/1999 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Gregory Charles Murphy | 3189240 | 1 | 08/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence David Zerg | 1573095 | 3 | 10/21/1993 | Customer Dispute | Settled | $7,656.00 | $0.00 | See FINRA Report |
| Lawrence David Zerg | 1573095 | 3 | 02/03/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Herman Leclair | 1997396 | 1 | 05/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Wallace Insley | 2459019 | 1 | 07/05/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |