Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Dominic Mangiardi | 5184745 | 1 | 04/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Siyuan Lu | 6720778 | 1 | 05/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Kecskes | 1938745 | 5 | 07/31/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Koty | 2742418 | 2 | 05/25/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |