Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Appleton Hodgkiss | 2124494 | 2 | 10/13/1993 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/18/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George James Costakis | 54838 | 3 | 05/25/1993 | Customer Dispute | Settled | $907,358.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 11/18/1992 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 09/28/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff James Berg | 4026559 | 1 | 08/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven M Cook | 4208931 | 1 | 02/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 01/15/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard John Ernst | 1246933 | 1 | 09/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 08/14/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |