Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Gerard Heinemann | 1479584 | 1 | 11/04/1998 | Customer Dispute | Settled | $308,000.00 | $0.00 | See FINRA Report |
| Evelyn Monping Tai | 2835127 | 2 | 10/19/1998 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| John Michael Scheidegger | 4225103 | 1 | 10/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 09/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Curtis Medairy | 1219555 | 4 | 08/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alexander Thom | 4548704 | 1 | 07/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin B Curtis | 5439368 | 1 | 07/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/19/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Wayne Stauffer | 4511540 | 1 | 05/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |