Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Wayne Thomas | 3125492 | 2 | 05/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Barry | 1102653 | 2 | 04/30/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Janine Marie Ruland | 4969604 | 3 | 03/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Thomas | 3125492 | 2 | 02/20/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Joseph Vlock | 828638 | 3 | 02/14/2002 | Customer Dispute | Settled | $34,451.30 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 01/15/2002 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Mark Tore Forsstrom | 1365105 | 1 | 11/14/2001 | Customer Dispute | Denied | $27,830.70 | $0.00 | See FINRA Report |
| Anthony Dean Orizotti | 1828725 | 1 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Jerry Don Coats | 1172100 | 2 | 10/10/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 08/20/2001 | Customer Dispute | Settled | $671,488.00 | $0.00 | See FINRA Report |