Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Marie Blood | 2382263 | 1 | 06/16/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janet Benik Spector | 1505998 | 2 | 05/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Lester Cox | 1843295 | 1 | 05/06/2004 | Customer Dispute | Denied | $126,834.00 | $0.00 | See FINRA Report |
| Jenny Ong Kho | 1156022 | 3 | 04/29/2004 | Customer Dispute | Denied | $2,212,600.00 | $0.00 | See FINRA Report |
| Braden Lee Draggoo | 5459591 | 1 | 04/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jenny Ong Kho | 1156022 | 3 | 03/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Scott F Hurlbut | 1631482 | 1 | 03/08/2004 | Customer Dispute | Denied | $6,049.95 | $0.00 | See FINRA Report |
| Laurence Lowell McCarthy | 6057698 | 3 | 03/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clifford George Canavera | 2347297 | 1 | 02/27/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 02/06/2004 | Customer Dispute | Settled | $51,019.50 | $0.00 | See FINRA Report |