Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean P Hall | 5067160 | 1 | 06/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Keith Gammon | 6289621 | 2 | 06/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 05/13/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Richard Bakula | 1016897 | 3 | 02/17/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 01/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 12/15/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 12/06/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Enna | 2071921 | 2 | 11/30/2004 | Customer Dispute | Denied | $22,610.00 | $0.00 | See FINRA Report |
| Thomas Arthur Drynan | 2173401 | 1 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/18/2004 | Customer Dispute | Settled | $1,985.12 | $0.00 | See FINRA Report |