Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Breitbord | 1136087 | 4 | 02/02/2006 | Customer Dispute | Denied | $5,162.40 | $0.00 | See FINRA Report |
| Craig Hartwick Roslien | 1288955 | 2 | 01/24/2006 | Customer Dispute | Denied | $19,706.50 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 10/31/2005 | Customer Dispute | Denied | $12,439.60 | $0.00 | See FINRA Report |
| Terry Lee Breitbord | 1136087 | 4 | 10/23/2005 | Customer Dispute | Settled | $17,223.00 | $0.00 | See FINRA Report |
| Travis K Skiles | 4229048 | 2 | 10/17/2005 | Customer Dispute | Settled | $6,523.00 | $0.00 | See FINRA Report |
| Frank Paul Napolitano | 1435810 | 1 | 10/05/2005 | Customer Dispute | Denied | $9,381.00 | $0.00 | See FINRA Report |
| Michael Joseph Corrigan | 1733763 | 1 | 09/07/2005 | Customer Dispute | Closed-No Action | $6,131.57 | $0.00 | See FINRA Report |
| Forrest Gibson Surles | 1528366 | 1 | 09/02/2005 | Customer Dispute | Denied | $8,729.00 | $0.00 | See FINRA Report |
| Evelyn Monping Tai | 2835127 | 2 | 08/09/2005 | Customer Dispute | Denied | $12,367.70 | $0.00 | See FINRA Report |
| Michael Francis Barry | 1102653 | 2 | 07/28/2005 | Customer Dispute | Denied | $15,200.00 | $0.00 | See FINRA Report |