Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew G Blanks | 6397372 | 1 | 04/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Randall Buller | 2049568 | 1 | 03/05/2008 | Customer Dispute | Settled | $11,573.90 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Crotty | 2866867 | 1 | 02/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Claud Vernon Mott | 849984 | 1 | 02/22/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brian James Foecke | 4105404 | 1 | 12/17/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Edward Turner | 2645532 | 1 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edwin Adkins | 2708477 | 3 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christie S Mueller | 1396385 | 3 | 12/05/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Allen Erickson | 1840712 | 2 | 11/30/2007 | Customer Dispute | Denied | $8,215.80 | $0.00 | See FINRA Report |