Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Collins Fitzgerald | 1365789 | 3 | 08/19/2008 | Customer Dispute | Settled | $24,595.90 | $0.00 | See FINRA Report |
| John Whitney Hudson | 2549172 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Huddleston | 4622454 | 1 | 07/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 06/24/2008 | Customer Dispute | Settled | $8,031.82 | $0.00 | See FINRA Report |
| Jerome Charles Prentice | 801622 | 1 | 06/20/2008 | Customer Dispute | Denied | $94,223.10 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 05/28/2008 | Customer Dispute | Denied | $11,269.00 | $0.00 | See FINRA Report |
| Timothy John Leahy | 3186212 | 2 | 05/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Nyle Meeker | 2021703 | 1 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Ann Kincannon | 1962679 | 4 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Hugh Hood | 1246236 | 1 | 04/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |