Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Per Antonsen | 4675304 | 1 | 11/17/2008 | Customer Dispute | Settled | $17,592.80 | $0.00 | See FINRA Report |
| Serge Tinovsky | 2423709 | 2 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Flynn | 1826193 | 1 | 10/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Allan Wilcox | 4545106 | 1 | 10/24/2008 | Customer Dispute | Settled | $7,987.16 | $0.00 | See FINRA Report |
| Daryl Robert Ellis | 2598160 | 1 | 10/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Candis Best | 7466291 | 1 | 09/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jan Peter Christensen | 1964900 | 1 | 09/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Coles Carter | 1197042 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Holmes Herlong | 2383728 | 1 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Jon Walther | 2604600 | 3 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |