Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul James Haye | 1084752 | 1 | 05/05/2009 | Customer Dispute | Settled | $25,333.50 | $0.00 | See FINRA Report |
| Gurcharan Singh Soni | 2445033 | 1 | 04/22/2009 | Customer Dispute | Denied | $32,740.70 | $0.00 | See FINRA Report |
| Kathryn Lee Kelley | 3091778 | 1 | 04/06/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Gary L Myers | 4608155 | 1 | 04/06/2009 | Customer Dispute | Settled | $7,712.00 | $0.00 | See FINRA Report |
| James Edwin Adkins | 2708477 | 3 | 03/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 03/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Basil Mangano | 1156046 | 2 | 03/13/2009 | Customer Dispute | Denied | $54,067.80 | $0.00 | See FINRA Report |
| Richard David Steiner | 2404359 | 2 | 03/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mychael Anthony Nguyen | 4711740 | 1 | 03/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Westberg | 1879019 | 2 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |