Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeran Boyd Artery | 2533459 | 2 | 02/16/2010 | Customer Dispute | Denied | $18,208.40 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 01/21/2010 | Customer Dispute | Closed-No Action | $122,322.00 | $0.00 | See FINRA Report |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 11/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Ediger | 2597209 | 4 | 09/28/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John A Christopher | 4470775 | 1 | 09/25/2009 | Customer Dispute | Settled | $70,258.90 | $0.00 | See FINRA Report |
| Mary Linderman Stockton | 2896729 | 2 | 09/02/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Robert Dean Bonk | 3198607 | 1 | 08/05/2009 | Customer Dispute | Closed-No Action | $15,000.10 | $0.00 | See FINRA Report |
| Scott Adam Weitz | 2161476 | 1 | 07/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Linda Jean Remington | 1569180 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |