Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Edward Parker | 2169866 | 1 | 11/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linwood Joseph Broussard | 1203093 | 2 | 11/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory R Mason | 5285678 | 1 | 11/03/2010 | Customer Dispute | Settled | $6,257.46 | $0.00 | See FINRA Report |
| Charles William Wright | 1426260 | 2 | 10/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Louis Hebert | 2679181 | 7 | 10/18/2010 | Customer Dispute | Denied | $9,760.36 | $0.00 | See FINRA Report |
| Daniel Thomas Maher | 2988295 | 2 | 10/07/2010 | Customer Dispute | Settled | $1,200.00 | $0.00 | See FINRA Report |
| Jeran Boyd Artery | 2533459 | 2 | 09/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Don Allen Damron | 5096579 | 1 | 08/10/2010 | Customer Dispute | Settled | $6,817.29 | $0.00 | See FINRA Report |
| William Basil Mangano | 1156046 | 2 | 06/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |