Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darlene Joy Hathaway | 4584422 | 3 | 11/07/2011 | Customer Dispute | Denied | $8,251.38 | $0.00 | See FINRA Report |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 09/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Austin Russell Bustamante | 5479532 | 3 | 09/15/2011 | Customer Dispute | Denied | $42,596.70 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 09/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Andrew Czerwinski | 2069288 | 2 | 08/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Galen Dwight Dody | 1911757 | 3 | 07/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gordon Quaschnick | 2260022 | 1 | 07/15/2011 | Customer Dispute | Settled | $11,474.30 | $0.00 | See FINRA Report |
| Kevin S Martin | 5626051 | 1 | 07/12/2011 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Richard Lamar Hamner | 4744711 | 1 | 06/23/2011 | Customer Dispute | Closed-No Action | $104,000.00 | $0.00 | See FINRA Report |
| Scotty Hendricks | 6303513 | 2 | 04/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |