Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Clifford Hutchinson | 4826169 | 2 | 11/06/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Neville | 346822 | 2 | 10/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Pico | 4712211 | 1 | 10/03/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kelly Diane Kaneski | 3214853 | 2 | 09/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Richard Brida | 1067835 | 3 | 08/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Breitbord | 1136087 | 4 | 08/23/2012 | Customer Dispute | Closed-No Action | $31,769.80 | $0.00 | See FINRA Report |
| Eric Warren Baumbach | 2952712 | 2 | 08/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Warren Baumbach | 2952712 | 2 | 08/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Joseph Vlock | 828638 | 3 | 07/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |