Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angelantonio Freda | 4896679 | 2 | 03/18/2014 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Gary Allen Erickson | 1840712 | 2 | 03/13/2014 | Customer Dispute | Settled | $23,296.80 | $0.00 | See FINRA Report |
| Marc I Rosenthal | 4379930 | 2 | 02/10/2014 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/06/2014 | Customer Dispute | Settled | $5,507.64 | $0.00 | See FINRA Report |
| Richard Alan Hoberman | 4299250 | 9 | 01/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Paul MacDonald | 2994054 | 5 | 12/02/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 10/24/2013 | Customer Dispute | Denied | $13,481.90 | $0.00 | See FINRA Report |
| Faith L Sigler | 4614699 | 1 | 10/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas J Kanaley | 4299839 | 8 | 10/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Damon | 4501030 | 4 | 09/27/2013 | Customer Dispute | Settled | $20,240.60 | $0.00 | See FINRA Report |