Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Pierre Manson | 5735488 | 6 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Christopher Keene | 6943145 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony James Taylor | 3084444 | 1 | 09/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Janis | 5137100 | 2 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 07/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristin Cherie Montagne | 6545893 | 1 | 07/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Sven Anderson | 2918978 | 2 | 06/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joey Michael van Otterloo | 6581692 | 1 | 06/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Gordon Oldham | 4963425 | 1 | 06/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 05/31/2023 | Customer Dispute | Denied | $11,286.10 | $0.00 | See FINRA Report |