Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Webb | 5348995 | 2 | 06/30/2015 | Customer Dispute | Denied | $6,640.96 | $0.00 | See FINRA Report |
| Bryan Schimmel | 5855061 | 2 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 06/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark D Wiggins | 4460867 | 1 | 06/01/2015 | Customer Dispute | Settled | $22,013.00 | $0.00 | See FINRA Report |
| Frederick Allen Rich | 4888268 | 1 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Aaron Andersen | 5807487 | 1 | 05/19/2015 | Customer Dispute | Settled | $7,941.00 | $0.00 | See FINRA Report |
| Thomas J Kanaley | 4299839 | 8 | 05/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle M Castilaw | 6494380 | 1 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meredith Cecile Moore | 3233755 | 2 | 04/08/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |