Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Wayne Auster | 2849929 | 1 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Jeffery Metzger | 2893148 | 1 | 08/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Angelantonio Freda | 4896679 | 2 | 08/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Mason | 4947035 | 2 | 08/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cameron Dl Lagala | 6215994 | 1 | 08/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher D McCown | 6010065 | 1 | 08/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Denney | 6920992 | 1 | 07/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darryl Craig Hudspeth | 2925601 | 2 | 07/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Joseph Vlock | 828638 | 3 | 07/05/2016 | Customer Dispute | Settled | $347,157.00 | $0.00 | See FINRA Report |
| Christopher Michael Sheeler | 4935483 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |