Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Doran | 5783967 | 2 | 06/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Vito Gisonda | 2730740 | 1 | 05/03/2017 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Luke Charles Finchem | 5017573 | 2 | 05/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Hanson | 5655628 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Aaron Hill | 4313224 | 6 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Alan Milford | 6477346 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Hoberman | 4299250 | 9 | 03/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mark Patton | 5135020 | 1 | 01/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |