Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucas C Herrington | 5832795 | 1 | 03/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aron Kent Scott | 6166794 | 2 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aron Kent Scott | 6166794 | 2 | 02/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Carl Gascho | 5662227 | 1 | 01/30/2018 | Customer Dispute | Settled | $12,900.00 | $0.00 | See FINRA Report |
| Lee Alan Kitzenberg | 4534245 | 4 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Charles Finchem | 5017573 | 2 | 01/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Bruderman | 2673867 | 2 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Damon | 4501030 | 4 | 12/22/2017 | Customer Dispute | Settled | $7,069.99 | $0.00 | See FINRA Report |
| Michael Braccia | 2870936 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Hoberman | 4299250 | 9 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |