Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christie S Mueller | 1396385 | 3 | 05/17/2018 | Customer Dispute | Denied | $7,768.00 | $0.00 | See FINRA Report |
| David Michael Webb | 5348995 | 2 | 04/24/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Scott McDonald | 5002629 | 1 | 04/24/2018 | Customer Dispute | Denied | $19,908.00 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 04/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Vahala | 2549991 | 3 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Vahala | 2549991 | 3 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |