Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kermit Roosevelt Griner | 1070425 | 9 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Paul Brown | 1255624 | 3 | 09/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Tucciariello | 4477613 | 2 | 08/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Maher | 2988295 | 2 | 08/09/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Ann Kincannon | 1962679 | 4 | 07/30/2018 | Customer Dispute | Denied | $39,388.30 | $0.00 | See FINRA Report |
| Joseph William Donaldson | 1102855 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael R Grinnon | 5415857 | 1 | 06/13/2018 | Customer Dispute | Settled | $59,767.20 | $0.00 | See FINRA Report |
| Jamie Patricia Moyer | 6889153 | 1 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Michelle Wahby | 2107629 | 1 | 06/12/2018 | Customer Dispute | Settled | $39,460.00 | $0.00 | See FINRA Report |
| Jason P Spears | 6041003 | 1 | 06/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |