Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Euletta Gordon | 4484692 | 1 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Darrell Scott | 7388637 | 4 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Darrell Scott | 7388637 | 4 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Darrell Scott | 7388637 | 4 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Darrell Scott | 7388637 | 4 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Oconnell | 7739345 | 1 | 02/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darryl Craig Hudspeth | 2925601 | 2 | 02/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Gates | 4675932 | 2 | 01/16/2020 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Chien Kain Yeh | 4777090 | 3 | 12/13/2019 | Customer Dispute | Denied | $11,536.80 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |