Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Angelo Auteri | 2390615 | 9 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coley Thompson Bellamy | 6241817 | 2 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Samuel Greene | 6991281 | 1 | 04/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Joseph Giorgi | 1403544 | 1 | 04/20/2020 | Customer Dispute | Denied | $776,000.00 | $0.00 | See FINRA Report |
| Brett Mitchell Sause | 3275164 | 3 | 04/16/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scotty Hendricks | 6303513 | 2 | 03/20/2020 | Customer Dispute | Settled | $23,014.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 03/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julius Cole Lambert | 6906119 | 1 | 03/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Pierre Manson | 5735488 | 6 | 03/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |