Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Tucciariello | 4477613 | 2 | 03/29/2016 | Customer Dispute | Settled | $9,193.84 | $0.00 | See FINRA Report |
| Mark John Pratt | 1345655 | 1 | 02/25/2016 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| C Scott Rassler | 838660 | 1 | 02/19/2016 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 02/19/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Andrew Doran | 5783967 | 2 | 01/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 01/11/2016 | Customer Dispute | Settled | $8,793.80 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 11/12/2015 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Robert George Karalius | 1952078 | 1 | 10/27/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Rebecca Ann Gorrell | 5288880 | 1 | 10/07/2015 | Customer Dispute | Settled | $149,925.00 | $0.00 | See FINRA Report |
| Matthew Joel Minehart | 4390298 | 1 | 08/24/2015 | Customer Dispute | Settled | $112,706.00 | $0.00 | See FINRA Report |