Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Russell Zent | 476304 | 2 | 02/09/1994 | Customer Dispute | Settled | $112,115.00 | $0.00 | See FINRA Report |
| Robert Appleton Hodgkiss | 2124494 | 2 | 10/13/1993 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 05/25/1993 | Customer Dispute | Settled | $907,358.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 11/18/1992 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| James Peter Healy | 1255975 | 1 | 03/31/1988 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |