Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Joseph Vlock | 828638 | 3 | 02/14/2002 | Customer Dispute | Settled | $34,451.30 | $0.00 | See FINRA Report |
| Anthony Dean Orizotti | 1828725 | 1 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 08/20/2001 | Customer Dispute | Settled | $671,488.00 | $0.00 | See FINRA Report |
| Louis Mark Prosser | 2142896 | 1 | 07/18/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| John Joseph Rocco | 815809 | 2 | 04/09/2001 | Customer Dispute | Settled | $70,702.00 | $0.00 | See FINRA Report |
| John Thomas Ermer | 1567043 | 1 | 01/31/2000 | Customer Dispute | Settled | $20,090.00 | $0.00 | See FINRA Report |
| Stacy Hoffman | 2024467 | 2 | 11/10/1999 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Mark Gerard Heinemann | 1479584 | 1 | 11/04/1998 | Customer Dispute | Settled | $308,000.00 | $0.00 | See FINRA Report |
| John Knox McCallum | 2464778 | 1 | 01/05/1998 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| Joseph Richard Brida | 1067835 | 3 | 10/01/1994 | Customer Dispute | Settled | $36,353.30 | $0.00 | See FINRA Report |