Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Don Coats | 1172100 | 2 | 07/27/2006 | Customer Dispute | Settled | $7,888.00 | $0.00 | See FINRA Report |
| Michael Ward McConnell | 1986000 | 1 | 04/11/2006 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Beebe | 2365629 | 2 | 03/14/2006 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Breitbord | 1136087 | 4 | 10/23/2005 | Customer Dispute | Settled | $17,223.00 | $0.00 | See FINRA Report |
| Travis K Skiles | 4229048 | 2 | 10/17/2005 | Customer Dispute | Settled | $6,523.00 | $0.00 | See FINRA Report |
| Kenneth Richard Bakula | 1016897 | 3 | 02/17/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Arthur Drynan | 2173401 | 1 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/18/2004 | Customer Dispute | Settled | $1,985.12 | $0.00 | See FINRA Report |
| Joseph Richard Brida | 1067835 | 3 | 10/05/2004 | Customer Dispute | Settled | $37,600.00 | $0.00 | See FINRA Report |