Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Paul MacDonald | 2994054 | 5 | 06/24/2008 | Customer Dispute | Settled | $8,031.82 | $0.00 | See FINRA Report |
| Ronald Nyle Meeker | 2021703 | 1 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Ann Kincannon | 1962679 | 4 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Randall Buller | 2049568 | 1 | 03/05/2008 | Customer Dispute | Settled | $11,573.90 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Crotty | 2866867 | 1 | 02/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven T Kaplan | 4982793 | 1 | 11/16/2007 | Customer Dispute | Settled | $20,807.30 | $0.00 | See FINRA Report |
| Diane Hack Gould | 828331 | 2 | 09/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 12/04/2006 | Customer Dispute | Settled | $6,887.58 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 08/23/2006 | Customer Dispute | Settled | $16,047.60 | $0.00 | See FINRA Report |