Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary L Myers | 4608155 | 1 | 04/06/2009 | Customer Dispute | Settled | $7,712.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 03/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Henker | 2515466 | 2 | 03/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Perry Kissinger | 4546631 | 1 | 02/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Janis | 5137100 | 2 | 01/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Per Antonsen | 4675304 | 1 | 11/17/2008 | Customer Dispute | Settled | $17,592.80 | $0.00 | See FINRA Report |
| Lee Allan Wilcox | 4545106 | 1 | 10/24/2008 | Customer Dispute | Settled | $7,987.16 | $0.00 | See FINRA Report |
| Daryl Robert Ellis | 2598160 | 1 | 10/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Holmes Herlong | 2383728 | 1 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 08/19/2008 | Customer Dispute | Settled | $24,595.90 | $0.00 | See FINRA Report |