Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy P Hertwig | 2072103 | 1 | 02/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/22/2010 | Customer Dispute | Settled | $10,010.00 | $0.00 | See FINRA Report |
| Jason Thomas Bourque | 5178560 | 1 | 02/19/2010 | Customer Dispute | Settled | $35,740.10 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 09/28/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John A Christopher | 4470775 | 1 | 09/25/2009 | Customer Dispute | Settled | $70,258.90 | $0.00 | See FINRA Report |
| Mary Linderman Stockton | 2896729 | 2 | 09/02/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Scott Adam Weitz | 2161476 | 1 | 07/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Linda Jean Remington | 1569180 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul James Haye | 1084752 | 1 | 05/05/2009 | Customer Dispute | Settled | $25,333.50 | $0.00 | See FINRA Report |