Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scotty Hendricks | 6303513 | 2 | 04/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Terrence Graff | 5400355 | 2 | 03/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Rupp | 4784665 | 2 | 03/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis K Skiles | 4229048 | 2 | 03/19/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Candis Best | 7466291 | 1 | 09/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Brown | 1255624 | 3 | 06/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Wynne Lawrence | 6180077 | 1 | 05/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Timmermann | 1179608 | 3 | 04/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Hannibal Farra | 2066130 | 1 | 09/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Thomas | 3125492 | 2 | 02/20/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |