Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gillian Carole Lotz Hopkins | 4126198 | 6 | 09/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles William Wright | 1426260 | 2 | 10/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gillian Carole Lotz Hopkins | 4126198 | 6 | 11/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Deborah Lynn Tappan | 1004863 | 1 | 12/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alexander Mason | 4947035 | 2 | 03/28/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gwendolyn Pudim Tibbals | 1093467 | 14 | 05/13/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Janet Benik Spector | 1505998 | 2 | 05/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gwendolyn Pudim Tibbals | 1093467 | 14 | 12/17/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Curtis Medairy | 1219555 | 4 | 08/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |