Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kermit Roosevelt Griner | 1070425 | 9 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Angelo Auteri | 2390615 | 9 | 04/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Bruderman | 2673867 | 2 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail Ann Kincannon | 1962679 | 4 | 07/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 07/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 03/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |