Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Allen Rich | 4888268 | 1 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle M Castilaw | 6494380 | 1 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan P Garcia | 6485150 | 1 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ardal Powell | 6724330 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Leeka Fruin | 1739129 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Barone | 5631458 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Keigan | 4868285 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ellison Redfearn | 1205065 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |