Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Charles Finchem | 5017573 | 2 | 05/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Hanson | 5655628 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Alan Milford | 6477346 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Joseph Workentine | 6237713 | 1 | 12/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Chau | 1331446 | 2 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Alan McCollum | 1673603 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Shcharansky | 2679986 | 1 | 09/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Wayne Auster | 2849929 | 1 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D McCown | 6010065 | 1 | 08/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Sheeler | 4935483 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |